Arizona Broker Management Clinic #3


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As designated brokers or self-employed brokers, we are regulated and governed by a multitude of laws, rules, agencies, governmental entities, codes, ordinances, and precedent from previous lawsuits and findings. This course will focus on the specific responsibilities required by the Department regarding the topics noted below, and define what each of them means to the broker and how the broker conducts his or her business:

  • Broker Risk Management
  • Broker Supervision
  • Broker Responsibilities/Legal Obligations
  • Broker Delegation of Authority
  • Violations with Possible ADRE Administrative Action
  • Office Policy Manual
  • Broker Responsibilities/Legal Obligations